|
This Client Alert looks at the proposed rules released by the SEC on December 15, 2021 regarding Rule 10b5-1 trading plans and company share repurchases. The SEC is proposing new requirements for the use of Rule 10b5-1 trading plans on both those adopting such plans and the company whose securities are covered by such plans. Regarding company share repurchases, the SEC has proposed new reporting requirements, including a new form.
The SEC is accepting comments for 45 days after the proposed rules are published in the Federal Register. Click here to download the Client Alert in PDF. Comments are closed.
|
 Categories
All
|
