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SEC Proposes New Rules for Rule 10b5-1 Trading Plans and Share Repurchases

12/22/2021

 
This Client Alert looks at the proposed rules released by the SEC on December 15, 2021 regarding Rule 10b5-1 trading plans and company share repurchases. The SEC is proposing new requirements for the use of Rule 10b5-1 trading plans on both those adopting such plans and the company whose securities are covered by such plans. Regarding company share repurchases, the SEC has proposed new reporting requirements, including a new form. 

The SEC is accepting comments for 45 days after the proposed rules are published in the Federal Register.

Click here to download the Client Alert in PDF.

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